fund adviser in a sentence

1) The Commission's 2004 rulemaking was limited to hedge fund advisers .

adviser collocations
2) It could be difficult for private fund advisers to fall within these conditions.

3) With new oversight of private fund advisers comes the opportunity to take proactive steps to avoid problems.

fund adviser example sentences

4) Some ask us about the so-called "issuer exemption" in the context of private fund advisers .

5) In addition, there are new exemptions from registration for certain private fund and venture capital fund advisers .

6) The registration and oversight of private fund advisers would provide transparency and enhance Commission oversight of the capital markets.

7) Some of the information may be disclosed less formally in one-on-one conversations between investors and the hedge fund adviser .

8) There is a wide array of options available to private fund advisers to raise funds without triggering broker registration concerns.

9) Private fund advisers registered with the Commission are required to develop internal compliance programs administered by a chief compliance officer.

10) I have in mind a potential exemption like the issuer exemption, but one written specifically for private fund advisers .

11) Lucena provides quantitative analysis and machine learning solutions for hedge funds , wealth advisers , family offices and other sophisticated investors.

12) Working with hedge fund advisers and with hedge fund investors, I am confident that we can find an appropriate balance.

13) He also established Shariatpur Education welfare fund , adviser of Shariatpur Somity, adviser of Shariatpur District Awami League.

14) Hedge fund advisers may also provide information to hedge fund investors in the form of letters, conference calls and financial statements.

15) Should information on a pooled investment fund's investment adviser be added to Item 3, rather than the proposed Item 20?

example sentences with fund adviser

16) As a result of these new requirements, it is recommended that exempt private fund advisers begin to operate as if they were subject to the SEC reporting requirements.

17) Through continuous monitoring of counterparty credit exposure to hedge funds, creditors and counterparties can further impose market discipline on hedge fund advisers .

18) Many hedge fund advisers are currently registered with the SEC but we still lack a complete picture of what is going on in the industry.

19) In my mind, hedge funds advisers with over $25 million in assets should register with the Commission, but that may not be enough.

20) In July the U.S. Government Accountability Office ("GAO") released a report on the feasibility of forming an SRO to provide oversight to private fund advisers .

21) As a consequence, approximately 800 hedge fund advisers that had registered with the Commission under its 2004 rule subsequently withdrew their registration.

22) Small-stock funds may produce more capital gains than large-stock funds , advisers say, because there are many more small stocks to trade among.

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